Criteria for Detecting Suspicious Transactions or Deals and Clients

Model
criteria for detecting suspicious customers, deals and transactions,
referring to financing of terrorism (pdf)


 

1. Financial Institutions – under Art. 3, paragraph 2, p. 1 of the LMML

2. Exchange Bureaus – under Art. 3, paragraph 2, p. 1 of the LMML

3. Banks – under Art. 3, paragraph 2, p. 1 of the LMML

4. Money Transfers – under Art. 3, paragraph 2, p. 1 of the LMML

5. Insurers/Insurance Inremediary – under Art. 3, paragraph 2, p. 2 of the LMML

6. Managing Companies – under Art. 3, paragraph 2, p. 3 of the LMML

7. Investment Intermediaries – under Art. 3, paragraph 2, p. 3 of the LMML

8. Health Insurance Companies– under Art. 3, paragraph 2, p. 4 of the LMML

9. Pension Insurance Companies – under Art. 3, paragraph 2, p. 4 of the LMML

10. Privatisation Authorities – under Art. 3, paragraph 2, p. 5 of the LMML

11. Persons Organising the Awarding of Public Procurements – under Art. 3, paragraph 2, p. 6 of the LMML

12. Persons who Organise and Conduct Gambling Games – under Art. 3, paragraph 2, p. 7 of the LMML

13. Legal Entities which have Employee Mutual Aid Funds – under Art. 3, paragraph 2, p. 8 of the LMML

14. Pawnshops – under Art. 3, paragraph 2, p. 9 of the LMML

15. Postal Offices Accepting or Receiving Money or Other Valuables – under Art. 3, paragraph 2, p. 10 of the LMML

16. Notaries Public – under Art. 3, paragraph 2, p. 11 of the LMML

17. Leasing Entities – under Art. 3, paragraph 2, p. 13 of the LMML

18. State and Municipal Authorities Executing Concession Agreements – under Art. 3, paragraph 2, p. 14 of the LMML

19. Political Parties – under Art. 3, paragraph 2, p. 15 of the LMML

20. Trade Unions and Professional Organisations – under Art. 3, paragraph 2, p. 16 of the LMML

21. Non-Profit Legal Entities – under Art. 3, paragraph 2, p. 17 of the LMML

22. Registered Auditors – under Art. 3, paragraph 2, p. 18 of the LMML

23. Sport Organisations – under Art. 3, paragraph 2, p. 22 of the LMML

24. Merchants Dealing in Arms, Petrol and Petrochemical Products – under Art. 3, paragraph 2, p. 25 of the LMML

25. Persons Providing, by Occupation, Advice in Taxation Matters – under Art. 3, paragraph. 2, p. 26 of the LMML

26. Wholesale Traders – under Art. 3, paragraph 2, p. 27 of the LMML

27. Persons Providing, by Occupation, Advice in Legal Matters – under Art. 3, paragraph 2, p. 28 of the LMML

28. Persons Providing Real Property Intermediation by Occupation – under Art. 3, paragraph 2, p. 29 of the LMML

29. Persons whose Occupation is to Provide Management Address, Legal Person Registration, Off-shore Company, Fiduciary Management Company or Similar Entity Registration Services and Fiduciary Management Services for Property – under Art. 3, paragraph 2, p. 30 of the LMML